Legal & Compliance Head

Job description

Urgent Hiring for - Legal & Compliance Head

Preferred immediate joiner
email - ganeshbahadur.thapa@white-force.in
contact no. - 7415074707
Location - Andheri, Mumbai
Experience - 8 to 12 years
Salary - 10 LPA - 15 LPA

Job Summary

We are looking for a highly experienced and strategic Legal Head to oversee all legal matters of the

company across our business verticals: DSA operations, Corporate Insurance Agency, Mutual

Fund Distribution, and Realty Brokerage under RERA. The incumbent will be responsible for

ensuring legal compliance, managing regulatory risks, handling litigation, and advising on corporate governance and business contracts.

Key Responsibilities

Regulatory Compliance & Risk Management:

• Ensure compliance with RBI, SEBI, IRDAI, AMFI, and RERA regulations relevant to the companys operations.
• Keep abreast of evolving laws and regulatory guidelines aecting DSAs, corporate insurance agencies, mutual fund distributors and real estate brokerage.
• Develop and implement risk mitigation strategies to safeguard company operations.
• Liaise with regulatory authorities as needed.

Contract Management & Documentation:

• Draft, review, and negotiate agreements including loan distribution agreements, insurance

distribution contracts, mutual fund agreements and real estate brokerage agreements.

• Ensure all business contracts are legally sound and aligned with regulatory requirements.
• Maintain proper documentation for business transactions and client agreements.

Litigation & Dispute Resolution:

• Manage legal disputes, litigation, and arbitration proceedings.
• Represent the company in legal matters and coordinate with external legal counsel when required.
• Handle customer complaints and regulatory inquiries in coordination with compliance teams.

Corporate Governance & Advisory:

• Advise the leadership team on legal risks, corporate policies, and governance frameworks.
• Ensure adherence to corporate governance best practices.
• Assist in board and shareholder meetings by providing legal opinions and necessary documentation.

Team Leadership & Training:

• Lead the legal department and foster seamless coordination with all internal departments to ensure legal compliance across business operations.
• Conduct legal training sessions for employees to ensure adherence to legal and regulatory requirements.

Qualifications & Skills

• LLB/LLM from a reputed institution.
• Minimum 8-10 years of experience in legal roles, preferably in financial services, NBFCs, insurance, mutual funds or real estate brokerage.
• Strong understanding of regulatory frameworks (RBI, SEBI, IRDAI, AMFI, RERA).
• Expertise in contract law, litigation, corporate governance, and compliance.
• Excellent negotiation, analytical, and communication skills.
• Ability to work in a fast-paced and dynamic environment.

Why Join Us?

• Opportunity to work in a dynamic and growing financial services firm.
• Lead legal strategy for a multi-faceted business.
• Engage with top financial institutions and regulatory bodies.

Email - ganeshbahadur.thapa@white-force.in

Contact no. - 7415074707