Legal & Compliance Head

Job description

URGENT HIRING for Legal & Compliance Head

Email ID: rahulk.kanojia@white-force.in 

Contact : 9300955707

Experience- 8-10 years of experience in legal roles, preferably in financial services, NBFCs, insurance, mutual funds or real estate brokerage.

Salary upto 15lpa

Location-Mumbai

Key Responsibilities

Regulatory Compliance & Risk Management:

• Ensure compliance with RBI, SEBI, IRDAI, AMFI, and RERA regulations relevant to the company’s operations.

• Keep abreast of evolving laws and regulatory guidelines affecting DSAs, corporate insurance agencies, mutual fund distributors and real estate brokerage.

• Develop and implement risk mitigation strategies to safeguard company operations.

• Liaise with regulatory authorities as needed.

Contract Management & Documentation:

• Draft, review, and negotiate agreements including loan distribution agreements, insurance distribution contracts, mutual fund agreements and real estate brokerage agreements.

• Ensure all business contracts are legally sound and aligned with regulatory requirements.

• Maintain proper documentation for business transactions and client agreements.

Litigation & Dispute Resolution:

• Manage legal disputes, litigation, and arbitration proceedings.

• Represent the company in legal matters and coordinate with external legal counsel when required.

• Handle customer complaints and regulatory inquiries in coordination with compliance teams.

Corporate Governance & Advisory:

• Advise the leadership team on legal risks, corporate policies, and governance frameworks.

• Ensure adherence to corporate governance best practices.

• Assist in board and shareholder meetings by providing legal opinions and necessary documentation.

Team Leadership & Training:

• Lead the legal department and foster seamless coordination with all internal departments to ensure legal compliance across business operations.

• Conduct legal training sessions for employees to ensure adherence to legal and regulatory requirements.

Ǫualifications & Skills:

• LLB/LLM from a reputed institution.

• Minimum 8-10 years of experience in legal roles, preferably in financial services, NBFCs, insurance, mutual funds or real estate brokerage.

• Strong understanding of regulatory frameworks (RBI, SEBI, IRDAI, AMFI, RERA).

• Expertise in contract law, litigation, corporate governance, and compliance.

• Excellent negotiation, analytical, and communication skills.

• Ability to work in a fast-paced and dynamic environment.

Interested candidates can apply along with their resume on the below mentioned email ID or whatsapp number

Email ID: rahulk.kanojia@white-force.in 

Contact: 9300955707